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Forensic
Dental
Identification
28-09-2010
1.1
Introduction
Identification
of an
individual can
be confirmed
by several
different
methods.
These include
visual
identification,
personal
effects,
tattoos,
scars,
anatomical
structures,
medical
devices, and
implants, as
well as
fingerprint,
DNA, and
dental
comparisons.
Molina
subdivides the
methods of
identification
as visual,
circumstantial,
external
characteristics,
internal
characteristics,
radiographs,
and
anthropology,
and notes that
DNA,
fingerprint,
and dental
comparisons
are considered
the scientific
methods of
identification.
Although
visual methods
of
identification
are commonly
used, they
should be used
with caution.
“Visual
identification
is one of the
least reliable
forms of
identification
and can be
fraught with
error”. Facial
and other
characteristics
can change due
to trauma,
swelling,
fragmentation,
and
decomposition.
Certainly hair
color, skin
color, and
other physical
descriptors
can be useful,
but should
never be used
alone to
confirm
identification
when
disfiguring
has occurred.
In such cases,
most medical
examiners will
not attempt a
visual ID
since it may
create
significant
emotional
trauma to
family
members.
This can also
lead to
misidentification
of the
individual.
Case Report:
Misidentification/Delayed
Identification
“On April 26,
2006 Whitney
Cerak, Laura
Van Ryn and
seven other
people were
involved in a
car accident
in Indiana.
Five people
perished in
the accident.”
Cerak’s
parents were
informed by
authorities
that their
daughter
Whitney had
died in the
accident. The
Van Ryn family
anxiously
waited at what
they thought
was Laura’s
bedside. After
five weeks of
intensive care
it became
obvious that
the girl in
the hospital
was not Laura
Van Ryn.
Whitney Cerak
was alive and
the Cerak
family had
unknowingly
buried Laura
Van Ryn after
a
closed-casket
funeral that
drew several
thousand
mourners.
According to
the local
coroner, the
mistake
occurred at
the scene.
Personal
belongings
were strewn
throughout the
crash site and
both girls had
similar facial
features,
blonde hair,
and similar
body weight.
At the
accident
scene, Laura
Van Ryn’s ID
had been
associated
with the
individual
transported to
the hospital.
The
hospitalized
girl had
considerable
facial trauma
and swelling.
Van Ryn family
members were
unable to
recognize the
person they
thought was
Laura and did
not realize
the mix-up
until weeks
after the
crash. They
were so
emotionally
involved that
they had no
reason to
doubt the
identity. No
scientific
identification
techniques
were utilized.
DNA,
fingerprint,
or dental
record
comparison was
not employed
to confirm the
identity of
any of those
involved in
the crash.
After the
error became
obvious,
dental record
comparisons
confirmed the
identities of
both girls.
The Van Ryn
and Cerak
families,
including
Whitney Cerak,
corroborated
on a 2008 book
chronicling
the events and
the effects
those events
had on the
families.
1.1.1
Fingerprints
Fingerprint
identification
is a
dependable and
efficient
forensic
identification
technique, but
it is
sometimes
impossible to
record
postmortem
fingerprints
from
decomposed or
burned bodies.
A body that
remains
immersed in
fresh water
can decompose
rapidly,
depending on
the water
temperature,
and may
preclude the
recording of
postmortem
fingerprints.
Of course, it
is not
possible to
record
fingerprints
from
skeletonized
decedents.
For
fingerprints
to be a useful
identification
tool in a
specific case,
the person in
question must
have
antemortem
fingerprints
on file. There
is still a
significant
segment of the
U.S.
population for
whom there are
no fingerprint
records.
Sources
estimate that
about one out
of every six
people in this
country has a
fingerprint
record on file
in the
Integrated
Automated
Fingerprint
Identification
System
(IAFIS).
Conversely,
five of every
six have no
fingerprints
on file.
For those
individuals
fingerprint
analysis and
comparison
will be
nonproductive.
Postmortem
fingerprints
are collected
whenever
possible, but
comparison
depends on the
existence of
prior
fingerprint
records.
1.1.2 Personal
Items
Personal
effects such
as driver’s
licenses,
photographs,
car keys, or
monogrammed
items are
often useful
clues in
researching a
decedent’s
identity.
These should
be used with
caution,
however, and
should never
be the sole
determinant in
the
identification
process. For
example, after
a fiery motor
vehicle
fatality,
determining
that the
vehicle is
registered to
the same
person named
on a driver’s
license found
at the scene
can be a very
valuable clue.
There are,
however,
documented
cases where
such deaths
have been
staged for
various
fraudulent
purposes.
Names on items
of clothing
are clues but
not
identification.
After the
World Trade
Center attacks
in 2001,
firefighters
who perished
were found to
be wearing
other
firefighters’
turnout coats.
Identification
errors could
have been made
from
attempting to
make positive
identifications
using personal
effects alone.
1.1.3
Tattoos and
Scars
Tattoos and
scars provide
clues for
forensic
identification.
Scars may be
from previous
trauma or
surgical
intervention
and can be
further
investigated
by the
pathologist.
Tattoos, if
sufficiently
unique, can be
used as an
identifier of
an individual
or may
indicate that
individual
belonged to a
particular
group or gang.
See Chapters 5
and 11 for
information
concerning
tattoos and
scars and for
methods for
better imaging
this evidence.
1.1.4 DNA
and DNA
Evidence
Analysis of
DNA evidence
for
identifications
has become a
widely used
forensic
technique and
is considered
by many to be
the gold
standard. The
ability of
forensic
investigators
to obtain
antemortem DNA
samples even
after the
death of an
individual is
a distinct
advantage for
DNA analysis.
A swab from a
close
relative,
stored blood,
or material
from the
decedent’s
hairbrush
or toothbrush
may provide
adequate
comparison
material. DNA
profiles of
decedents can
be compared to
various
databases.
There are
limitations
for all forms
of
identification,
and for DNA
the major
limitations
are the time
required and
the costs
involved,
which may
rapidly exceed
the limits of
already
challenged
medical
examiner and
coroner
budgets. DNA
analysis has
also become a
valuable tool
used in
conjunction
with bitemark
identification
analysis (see
Chapter 14).
By providing
efficient,
accurate, and
cost-effective
human
identification,
forensic
dentists play
important
roles in death
investigation.
1.2
History of
Dental
Identification
The oldest
known example
of the
identification
of an
individual
confirmed by
teeth was
reported by
the Roman
historian
Cassius Dio
(c. 165-c. 235
A.D.).
Aggripina the
Younger, wife
of Emperor
Cassius and
mother of
future Emperor
Nero,
contracted for
the killing of
a perceived
rival, Lollia
Paulina.
In his account
Dio reported,
“She did not
recognize the
woman’s head
when it was
brought to
her; she
opened the
mouth with her
own hand and
inspected the
teeth, which
had certain
peculiarities.”
1.3 Philosophy
and Legal
Basis for
Dental
Identification
The
confirmation
of the
decedent’s
identity
serves several
important
purposes.
Bringing
closure to a
tragic or
unexpected
event will
often give
some peace and
closure to the
immediate
family members
in their time
of grief.
The anguish of
not knowing is
difficult for
families.
Although
confirmation
of death may
be terrible,
it ultimately
leads to the
possibility of
resolution of
a difficult
time for
family
members.
For the legal
settlement of
estates, a
death
certificate is
usually
required.
A death
certificate
cannot be
issued without
confirmation
of identity.
Payment of
life insurance
policy
benefits also
requires
verification
of death.
The cause and
manner of
death may be
very important
items of
information
for life
insurance
companies and
to the
decedent’s
family.
Increased
benefits for
accidental
death or
clauses
precluding
payment for
deaths from
suicide, acts
of war, or
engaging in
dangerous
activities
often mean
that these
cases are
decided in
courts of law.
In multiple
fatality
incidents,
identification
of decedents
is often
difficult and
commingling of
remains may
occur. In
these
situations
great care
must be taken
to correlate
all body
fragments to
the
appropriate
decedent.
Dental
identification
may provide an
identified
fragment to
which other
unknown
fragments can
be compared.
Even if no
antemortem DNA
profile is
available for
that
individual,
fragments with
the same DNA
profile can be
associated.
The combined
use of DNA and
dental
comparison can
help to ensure
that all
possible
fragments are
associated and
returned to
families for
proper burial.
See Chapter 16
for additional
information
concerning the
legal aspects
of forensic
dental
identification.
1.4 Steps
in Dental
Identification
1.4.1
Postmortem
Examination
The
durability of
the human
dentition,
including the
ability of
teeth to
survive
decomposition
and withstand
drastic
temperature
changes, makes
dental
evidence
comparison one
of the most
dependable and
reliable
methods of
identification.
The mechanism
of this
process
involves
comparing
features of an
unknown
specimen to
those of a
known
individual.
The durability
and longevity
of human teeth
make this
process
possible.
An accurate
and detailed
evaluation of
the postmortem
specimen will
afford the
best
possibility of
successfully
comparing that
information to
antemortem
information.
Attention to
detail at the
postmortem
examination
precludes
errors that
can lead to
nonidentification
and the need
to repeat
steps to get
an accurate
postmortem
record.
“Document,
document,
document”
should be the
mantra of
examiners of
forensic
materials. By
following a
step-wise
examination
checklist that
includes
photography,
dental
radiography,
and dental
charting, a
forensic
odontologist
or forensic
dental team
can create
consistently
accurate
postmortem
dental
records.
Photography of
a specimen can
provide the
ability to
view specific
features
without having
to revisit the
morgue. These
photographs
should be
taken to allow
orientation as
well as
closeup
photographs of
the dental
structures.
This photo
documentation
can prove
extremely
valuable in
cases where
the handling
of the
specimen could
lead to
further
degradation of
fragile
remains. This
is often the
case with
dental
structures
that have
become
desiccated or
carbonized
from extreme
heat. Using
macro or
closeup
photographs of
the dentition
can also
provide
additional
information
that may lead
to
identification
and is
discussed in
more detail in
the comparison
section of
this chapter.
The goal of
the postmortem
dental
examination is
to locate,
identify, and
document
anatomical
structures,
dental
restorations,
and dental
appliances
that will aid
the comparison
process. The
more
information
documented in
this
examination,
the greater
the likelihood
of successful
comparison to
an antemortem
record.
Depending on
the condition
of the
remains, this
task can be
simple or
complex. In a
fully intact
body with no
injuries to
the facial
structures,
the ability to
locate
specific
dental
structures
will be simple
in comparison
to cases in
which
individuals
have been
subjected to
explosions,
rapid
deceleration
injuries,
extreme heat,
or crushing
forces.
In
situations
involving
specimens that
are not
readily
identifiable
as human
facial
structure,
dental remains
can be located
with the
assistance of
large-format
radiographs.
This
radiograph
facilitates
locating
radiopaque
structures
that can
assist in
locating
dental
structures
within the
specimen or
body bag. Once
these items
are identified
on this large
radiograph,
the examiner
can use this
image to
assist in
locating
structures of
interest,
including
teeth, dental
prosthetic
items, and
bony
structures of
the mandible
or maxilla.
Once all
available
dental
material is
found,
forensic
odontologists
should take
dental
radiographs in
an effort to
reproduce
similar
exposures and
angulations
anticipated in
the antemortem
dental record.
Since the
source and
type of
radiographs
may be unknown
at this point
in the
process, it is
recommended
that a full
series of
radiographs be
obtained. This
series of
films should
include
posterior and
anterior
periapical
radiographs
and bitewing
radiographs.
If the
specimen is
fragmented,
the
radiographer
should
consider the
necessary film
placement and
tube head
angulations to
replicate
those normally
obtained in a
clinical
setting. For
convenience in
image
capturing the
examiner may
also find it
helpful to
radiograph the
maxillary and
mandibular
teeth
separately in
bitewing
radiograph
projections.
If the
examiner is
taking images
of fragmented
remains, care
should be
taken to
ensure that
consistent
projection
geometry is
maintained by
placing the
film or
digital sensor
on the lingual
aspect of the
specimen.
Again,
carefully
following
protocol is
important, as
the examiner
may not have a
second chance
to complete
the
radiographic
examination.
Attention to
detail is
necessary, and
any images
that are not
adequate
should be
retaken so
complete
radiographic
information is
available for
comparison to
antemortem
data.
If digital
radiography is
available, the
examiner will
find the
retake of
images to be
straightforward
since the need
to process
films is
eliminated and
the image is
instantly
viewable.
The postmortem
record,
whether
digital or
paper, should
be recorded in
a form that
will assist in
the comparison
process. It
should be a
format that
records and
displays the
relevant
features of
the dentition
to demonstrate
missing teeth
and the
restored
surfaces.
1.4.2
Antemortem
Examination
When an
investigating
agency
determines
that a dental
identification
may be
required, the
agency
attempts to
locate and
obtain the
dental record.
This action,
securing
antemortem
dental
records, is a
crucial step
in dental
identification,
and the
quality of
these records
is totally
dependent on
practicing
dentists
keeping
accurate
records of the
dental status
of their
patients. Most
forensic
dentists
consider this
reconstruction
of the
antemortem
record the
most
challenging
and
time-consuming
step in dental
identification.
Dentists are
required by
law, in most
jurisdictions,
to maintain
their
patients’
original
records. This
places a
dental
practitioner
in an
uncomfortable
position when
asked to
release an
original
dental record
for comparison
and possible
dental
identification.
Dentists are
almost always
anxious to
help but
concerned
about the
proper
management of
their
patients’
health
records.
In addition to
state
regulations
regarding
record
keeping, since
2003 the
Health
Insurance
Portability
and
Accountability
Act (HIPAA)
and the
accompanying
and ironically
named
Administration
Simplification
(AS)
provisions
address the
security and
privacy of
health data,
particularly
protected
health
information
(PHI). HIPAA
and most state
dental
regulations
provide
exemptions for
the release of
original
records for
the purpose of
identifying
the dead.
Investigators
must be
educated to
explain the
rules and
politely
demand that
dentists or
the dental
office staff
provide the
original
dental record,
including
financial
ledger,
written
records,
health and
dental history
forms, and all
original
radiographs.
With the
current
ability to
digitize a
dental chart,
the
duplication of
an original
record can be
relatively
easily
performed.
Duplication of
the record in
this fashion
provides the
dental office
and the
forensic
investigator
with a digital
copy of the
record and the
amount of time
that the
treating
office is
without the
original
record is
minimized.
Also, after
the record is
duplicated and
the original
record is
returned to
the dental
office, a
phone
consultation
can be
performed with
the treating
dentist to
allow for
clarification
of any of the
notes or
charting
peculiarities.
During the
process of
antemortem
material
collection,
the
practitioner
should also be
asked if there
are dental
models or
appliances
that may be
useful in the
identification
process.
Meticulous
evaluation of
the original
materials
facilitates
the creation
of an accurate
record of the
status of the
patient’s
mouth at the
time of the
last dental
visit. It is
important to
review all
written
records and
radiographs
and to give
special
attention to
the most
recent
procedural
notes, patient
ledgers, and
radiographs.
Dental
treatment is
regularly
performed
after the
latest radiographic
and clinical
examination.
The antemortem
forensic
record should
be recorded in
a format that
accurately
portrays the
latest known
status of that
patient’s
dental status.
1.4.3
Comparison
After the
postmortem and
antemortem
records are
completed, the
comparison
process can
proceed.
Although this
is commonly
done manually
for individual
identifications,
in multiple
fatality
incidents it
is likely that
a computer
program will
be used for
the search and
comparison of
the antemortem
and postmortem
records.
WinID3© is a
computer
program
commonly used
in North
America that
will assist
the forensic
dentist or
forensic
investigator
to establish
and maintain
antemortem and
postmortem
databases.
WinID was
developed by
Dr. Jim
McGivney as an
expanded and
enhanced
Windows
version of the
earlier
DOS-based
CAPMI program
developed by
Lorton et al.
WinID3 employs
several modes
of searching
the database
for matching
records. This
allows the
comparison of
a record
(antemortem or
postmortem)
against all
opposing
(postmortem or
antemortem)
records in the
database, with
the resulting
possible
matches
displayed and
linked for
further visual
comparison.
The search
results are
displayed in
five separate
tables as most
dental hits,
least dental
mismatches,
most
restoration
hits, most
identifier
matches, and
fuzzy dental
logic. After
selecting a
record for
comparison,
the examiner
is then able
to view the
specifics of
each record
and view the
case
identifiers,
the
odontogram,
and an
associated
graphic/radiograph
of the cases
in a
side-by-side
fashion.
WinID3 has
been paired
with digital
intraoral
radiographic
software to
produce an
efficient and
effective
system for
multiple
fatality
incidents that
allows the use
of the more
sophisticated
image
management
software
features.
Whether the
initial
comparisons
are made
manually or
with the aid
of a computer,
a visual
comparison of
the records
should be made
by the
forensic
odontologist.
The
terminology
for
conclusions
resulting from
the comparison
and
correlation
process should
follow the
guidelines of
the American
Board of
Forensic
Odontology
(ABFO).
Information
regarding
guidelines for
body
identification
and
missing/unidentified
persons can be
found on the
ABFO website
at
www.abfo.org
and in the
American Board
of
Forensic Odontology
Diplomates
Reference
Manual.
Forensic
dentists may
assist medical
examiners and
coroners by
comparing the
dentition of
decedents with
antemortem
photographs
showing the
teeth. The
technique was
suggested by
Dr. R.
Souviron, who
has long used
what he calls
smiley-face
photographs to
compare to
unidentified
bodies. The
grin line
method (a
smile may not
show teeth)
using Adobe®
Photoshop® has
been
developed,
evaluated, and
utilized. The
method and its
uses have
been presented
in the
Odontology
Section of the
American
Academy of
Forensic
Sciences.
This method is
not a
stand-alone
method of
identification
but is to be
used in
conjunction
with other
information to
assist medical
examiners and
coroners to
establish
identification.
1.5
Technological
and Scientific
Advances
The
advances in
dental
technology and
materials used
in clinical
practice have
led to many
changes in the
delivery of
patient care.
These include
computer
hardware and
software,
intraoral
photography
and
videography,
digital
radiography,
intraoral
laser
technology,
dental
implants,
high-strength
porcelains,
advances in
bonding
agents, and
continued
changes in
dental
esthetic
resins, to
name a few.
These same
advances in
dental
technology can
also be useful
in dental
identification.
Flint et al.
conducted a
pilot study to
determine the
ability of a
computer
program to
compare dental
radiographs as
a method for
dental
identification.
This program
enables the
comparison of
radiographs
taken from
different
projection
geometries. In
their study,
longitudinal
radiographs of
individuals
were used to
test the
ability of the
program to
correctly
identify
images of the
same
individuals.
Following this
aspect of the
study,
clinical
radiographs of
patients were
used to
further test
the ability to
correctly
identify
radiographs
from the same
individual.
Through their
study, the
examiners
found
different
threshold
levels of the
program to
properly
identify
radiographs of
the same
patient when
evaluating
different
anatomical
areas of the
mouth. The
authors show
this method of
intraoral
image
comparison to
be both
objective and
reliable.
As
stated earlier
in this
chapter, there
is great
demand for
esthetic
restorations
in today’s
dental
environment.
The frequent
placement of
esthetic resin
restorations
in anterior
and posterior
teeth can
further
complicate the
ability to
make a
positive
dental
identification
due to the
possibility of
the forensic
examiner being
unable to
identify a
resin
restoration
clinically or
radiographically.
Pretty et al.
used
quantitative
light-induced
fluorescence
(QLF) in the
identification
of dental
composite
resin in
extracted
teeth. They
further
explored some
of the
difficulties
encountered in
the post
mortem
examinations
that include
tooth-colored
restorations.
In Pretty’s
study,
extracted and
previously
unrestored
teeth were
utilized.
Resin
restorations
were placed in
half of the
tooth
specimens
while the
other teeth
remained
unrestored.
Digital
photographs
and QLF images
were taken of
the specimens
under both wet
and dry
conditions.
Dental
examiners were
asked to
evaluate the
images to
determine if
teeth were
restored or
unrestored.
The results of
the study
showed a
significant
improvement in
the ability of
the examiners
to identify
restored
surfaces when
QLF was
employed.
Hermanson
et al. have
demonstrated
the usefulness
of UV light in
the
visualization
of dental
resins. The
evaluation
using visible
light from the
UV spectrum is
a qualitative
method that
can be used to
locate
esthetic resin
fillings or
pit and
fissure
sealants that
might
otherwise go
undetected on
clinical
examination.
Bush
et al.
investigated
the ability to
identify
specific
dental
restorative
resins by
their
formulation.
Manufacturers’
formulations
of dental
resins differ
with respect
to filler
particle size
and elemental
composition.
Through the
use of
scanning
electron
microscopy and
energy-dispersive
x-ray
spectroscopy,
this study
demonstrated
that the
makeup of
dental resin
materials is
potentially
useful as an
aid in dental
identification
cases. Through
the evaluation
of several
dental resins,
they were able
to determine
that even
under
conditions of
extreme heat,
the element
composition of
these products
was relatively
unaltered. The
data from this
study were
used to
initiate the
creation of a
database for
use in
identification
of resin
restorations
in teeth
through the
elemental
analysis of
their
composition,
and further
reinforces the
need for the
dental
practitioner
to maintain
thorough
written
records
regarding
specific
materials used
in tooth
restoration.
The
same team of
researchers
conducted an
additional
study to
demonstrate
the utility of
dental resin
identification
and the
creation of a
dental resin
database using
portable x-ray
fluorescence
(XRF). This
study again
used the
evaluation of
the elemental
composition of
dental
restorative
resins and
their ability
to withstand
high-heat
conditions.
Using XRF, the
examiners
examined
resins placed
in cadavers
both prior to
and after the
placement of
the cadavers
in a
crematorium.
In both
situations the
study
demonstrated
the ability to
identify the
different
resins by
brand. This
study further
reinforces the
usefulness of
forensic
dental science
in its ability
to aid in the
identification
of remains
even after
exposure to
extreme
conditions.
These
types of
examinations
can be
expected to
become more
necessary and
more useful as
the placement
of esthetic
resins
continues to
expand.
If esthetic
dentists do
their jobs
well, visual
and
radiographic
detection of
these
materials may
present a
challenge to
forensic
dentists.
Another dental
material that
is not
generally
considered
beyond its
radiographic
appearance in
a postmortem
dental
examination is
root canal
filling
materials.
Bonavilla et
al. examined
the usefulness
of these type
of materials
in
identification
using scanning
electron
microscopy and
energy-dispersive
x-ray
spectroscopy
(SEM/EDS), as
listed in the
initial resin
study above.
This study
reports that
40 million
endodontic
fillings are
completed in
the United
States
annually. This
provides a
large
possibility
that
postmortem
examinations
will result in
the discovery
of this type
of previous
dental
treatment. In
the same
fashion as the
previous
study, these
materials were
evaluated both
pre- and
postcremation.
It may appear
that this
group of
researchers
has
pyromaniacal
tendencies,
but this
research has
practical and
useful
applications.
The most
difficult
dental
identifications
may be those
that involve
severely
burned remains
and, in the
most extreme
cases,
cremains. The
researchers
noted that
endodontic
obturation
materials,
gutta percha,
silver points,
root canal
sealers, and
endodontic
files were
identifiable
following
exposure to
high
temperatures
through the
analysis of
their
elemental
composition.
These
initial
studies
allowed the
development of
a database of
dental resins.
The next step
was to develop
a means by
which the
elemental
analysis and
brand
determination
could be
determined in
the field with
a portable
unit.
This study
combined the
laboratory use
of scanning
electron
microscopy and
energy-dispersive
x-ray
spectroscopy
(SEM/EDS) with
the Spectral
Library
Identification
and
Classification
Explorer
software
(SLICE). SLICE
is an
application
that archives,
examines, and
compares x-ray
spectra of the
EDS. Blind
tests were
performed in
the assessment
of dental
resins in an
effort to
determine the
resin brand.
The
application of
this
technology in
a dental
application
was novel but
proved to be
successful
following the
creation of
the dental
resin database
for this type
of dental
material.
Research of
this kind
continues to
expand the
possibilities
of
contributions
that can be
made in
investigations
involving
dental
remains.
Three-dimensional
(3D)
radiographic
imaging in
dentistry has
greatly
increased
since the
publication of
the first
edition of
Forensic
Dentistry.
Radiographic
3D imaging is
more fully
discussed in
Chapter 10.
However, other
3D imaging
advances are
worthy of
mention
because of
their
potential
application to
forensic
odontology.
Improvements
in computer
technologies
have led to
the
development of
hardware and
software that
can create 3D
models
following the
scanning of
objects. The
objects can be
a tooth,
several teeth,
or a complete
dental model.
A scanner
developed by
3M, the LavaTM
Chairside Oral
Scanner, and
other
intraoral
image capture
systems of
this type are
used to create
accurate 3D
models to be
used for the
indirect
fabrication of
fixed dental
prosthetics.
It is not
difficult to
envision that
these same
components or
their
derivatives
could be
utilized to
make 3D scans
of postmortem
cases to
compare to
archived 3D
antemortem
scans, leading
to positive
dental
identifications.
This same
technology may
become useful
in bitemark
analysis.
These and
other advances
in dental and
forensic
technologies
coupled with
optimal
clinical
practices that
stress
meticulous
record
keeping,
including
recording the
specific
dental
materials used
in patient
care, will
become
important
tools for
forensic
dentists,
facilitating
identifications
and the return
of loved ones
to their
families.
1.6 Ten Tips
and Cautions
for Dental
Identification
1. You cannot
unfill a
tooth. As
obvious as
this may seem,
if, in a
postmortem
case, a tooth
is unrestored,
all antemortem
records
showing a
restoration in
that same
tooth can be
eliminated. A
restoration
may have been
placed after
the most
recent
antemortem
record, but
not the
opposite-teeth
do not heal.
Consideration
must be given
to errors in
antemortem
charting.
2. Extracted
teeth cannot
grow back. If
an antemortem
radiograph
demonstrates
that a tooth
is missing and
that tooth is
present in a
postmortem
radiograph,
the forensic
odontologist
can exclude
that
postmortem
record.
3. A body
without an
antemortem
dental record
cannot be
identified by
dental means.
As in all
methods of
identification,
postmortem
information
must be
compared to a
known
individual’s
antemortem
information.
Not all
unidentified
bodies will
ultimately be
identified.
4. Antemortem
records
without a body
= no ID.
Hundreds of
dental records
exist in
missing
persons
databases,
including the
NCIC database
in Washington,
D.C. Until the
body of a
specific
individual is
found and the
data compared,
no
identification
is possible.
5. The quality
of the
antemortem
dental record
is critical to
dental
identification.
Charting
errors happen!
As long as
records are
kept by humans
there will be
human error.
Dr. Jim
McGivney,
creator of
WinID,
characterizes
the most
common
charting
errors as
Flips, Flops,
and Slides.
Flips occur
when dentists
or assistants
erroneously
record
treatments to
the
contralateral
tooth, the
tooth on the
other side of
the arch,
i.e., 19 to 30
(36 to 46 FDI
[Fédération
Dentaire
Internationale])
or 13 to 4 (25
to 15 FDI).
Flops occur
when restored
surface
notations are
transposed,
i.e., MO
instead of DO
or OF in place
of OL. Slides
occur, most
commonly, when
teeth have
been lost and
other teeth
drift into
their spaces.
For instance,
tooth 15 (27
FDI) has
drifted
mesially and
is erroneously
recorded as
tooth 14 (26
FDI).
With the
increased use
of digital
radiography,
the incidence
of lost
radiographs
should
decrease.
Digital dental
software
programs
internally
record the
date an image
is entered
into the file.
That
information is
permanently
attached to
the image.
Dentists are
encouraged to
keep complete
and accurate
dental records
to facilitate
dental
identification
and to protect
the dentist in
case of legal
actions.
6. The older
the antemortem
record, the
higher the
potential for
inconsistencies.
When examining
antemortem
radiographs
forensic
dentists
should
remember that
additional
treatment may
have been
completed on
that patient
in the interim
period.
Ignoring that
possibility
may lead to
recording
points of
discrepancy
that are, in
fact,
explainable.
Every
practical
attempt should
be made to
procure the
latest
available
treatment
record.
7. Advances in
dental
material
science have
changed dental
identification
methodology.
The
technological
advances in
dental resin
materials
coupled with
the increased
demand for
esthetic
restorations
have further
complicated
some forensic
comparisons.
The use of
amalgam
filling
material is
declining and
is being
replaced with
the use of
increasingly
varied
composite
resin
materials.
Dental
techniques,
including
microdentistry
and the use of
flowable
resins, have
made the
postmortem
examination
process more
complex. The
radiopacity of
dental resins
varies, and
some are
almost
radiolucent.
These
radiolucent
restorations
can resemble
tooth decay on
radiographs.
Forensic
dentists must
inspect
restorations
during
postmortem
examinations
with a great
deal more
scrutiny than
in the past,
when “tooth
colored”
restorations
were usually
only seen in
anterior
teeth.
Technological
aids for
identifying
composite
resins are
discussed
above.
8. Things are
not always as
they appear.
The restored
surfaces of a
tooth may
appear more
extensive in
the postmortem
exam than is
recorded in an
antemortem
record for a
specific
tooth. The
forensic
dentist that
assumes this
to be a
discrepancy
may make the
error of
forgetting
that
additional
dental
treatment to
that tooth may
have occurred
after the
latest
antemortem
record entry.
Multisurface
amalgam
restorations
may have been
replaced with
full crowns by
a different
dentist. This
is a common
occurrence in
forensic
casework.
These
occurrences
can be labeled
as
“explainable
discrepancies”
or “logical
progressions”
and are not
necessarily
reasons to
exclude a
record in the
comparison
process if
other
overwhelming
information
indicates that
the two
records are
records of the
same
individual.
When examining
the antemortem
radiographs,
care must be
taken to
ensure that
the x-rays are
oriented
correctly. If
the antemortem
x-rays are
duplicates and
not labeled as
L or R and the
film dimple
location is
indeterminable,
then the
forensic
dentist must
request
additional
information
from the
submitting
dentist, most
often the
original
films.
Original films
should always
be acquired
and examined
since
duplicate
films are very
often
incorrectly
oriented.
9. One
unexplainable
discrepancy is
more important
than many
consistencies.
Dental
evidence is
useful for
both
identification
and exclusion.
Even if five
restorations
are consistent
among the
antemortem and
postmortem
records,
significant
doubt must be
raised if one
unexplained
exclusionary
item is noted.
For example,
if the
antemortem
records show a
full crown on
a certain
tooth and the
postmortem
record shows
an occlusal
amalgam on the
same tooth,
the comparison
results in
exclusion. One
unexplainable
discrepancy
leads to
exclusion.
10. You may
only get one
chance to get
accurate
postmortem
dental
information.
Attention to
detail in the
postmortem
examination is
mandatory.
Once a body is
released, it
may be buried
or cremated
before
discovery that
a record is
inadequate or
an image is
substandard.
Exhumation to
recover
information
that should
have been
obtained is
embarrassing.
Attempting to
recover the
same
information
from cremains
may be
impossible.
1.7
Summary
Postmortem
dental
examinations
are sometimes
unpleasant but
always
necessary
exercises. The
accurate
reconstruction
of the
antemortem
record is an
equally
important
phase of the
identification
process. With
careful
attention to
detail, dental
identifications
can be
completed in a
relatively
short time
period and at
a reasonable
cost when
compared to
other means of
identification.
In some
instances, the
forensic
dentist may
find it useful
to consider
the new
technologies
available to
assist in the
comparison
process. With
advances in
this and other
forensic
identification
sciences, new
methods will
become more
commonplace.
Through the
cooperative
efforts of
medical
examiners,
coroners, law
enforcement
officials, and
forensic
odontologists,
dental
comparisons
can be
efficiently
and accurately
completed to
identify or
exclude
References
1. Cerak, W.
Mistaken
identity.
http://www.mahalo.com/Whitney_Cerak.
2. Van Ryn, D.
2008. Mistaken
identity: Two
families, one
survivor,
unwavering
hope.
Waterville,
ME: Thorndike
Press.
3.
Fingerprinting.
http://science.howstuffworks.com/fingerprinting.htm/printable.
4. Cassius
Dio, C.,
Earnest, F.,
Baldwin, H.
1914. Dio’s
Roman history.
The Loeb
classical
library.
London: W.
Heinemann.
5. 45 CFR
164.512(g)(1).
Standards for
privacy of
individually
identifiable
health
information.
Final rule.
Uses and
disclosures
for which
consent, an
authorization,
or opportunity
to agree or
object is not
required, uses
and
disclosures
about
decedents.
http://ecfr.gpoaccess.gov/cgi/t/text/text-idx?c=ecfr&tpl=/ecfrbrowse/Title45/45cfr164_main_02.tpl.
2003.
6. McGivney,
J. 1997-2008.
WinID3. St.
Louis.
http://www.winid.com.
7. Lorton, L.,
Rethman, M.,
and Friedman,
R. 1988. The
Computer-Assisted
Postmortem
Identification
(CAPMI)
System: A
computer-based
identification
program. J
Forensic Sci
33:977-84.
8. ABFO. 2009.
Diplomates
reference
manual.
www.abfo.org.
9. Bollinger,
S.A., P.C.
Brumit, B.A.
Schrader, and
D.R. Senn.
2005. Grin
line
identification
using digital
imaging and
Adobe
Photoshop.
Paper
presented at
American
Academy of
Forensic
Sciences,
Annual
Meeting, F7,
New Orleans.
10. Friday,
M.F., P.C.
Brumit, B.A.
Schrader, and
D.R. Senn.
2006.
Practical
application of
the grin line
identification
method. Paper
presented at
American
Academy of
Forensic
Sciences,
Annual
Meeting, F6,
Seattle.
11.
Keiser-Nielsen,
S. 1977.
Dental
identification:
Certainty V
probability.
Forensic Sci
9:87-97.
12. Haub, C.
1998. World
population: A
major issue
for the
millennium.
Glob Issues
3:17-19.
13.
Keiser-Nielsen,
S. 1969.
[Forensic
dentistry].
Zahnarztl Mitt
59:447.
14.
Keiser-Nielsen,
S. 1974.
Dental
evidence in
the
reconstruction
of identity.
Int J Forensic
Dent 2:78-81.
15. Sognnaes,
R.F. 1975.
Oral biology
and forensic
science. Annu
Meet Am Inst
Oral Biol
126-39.
16. Adams,
B.J. 2003. The
diversity of
adult dental
patterns in
the United
States and the
implications
for personal
identification.
J Forensic Sci
48:497-503.
17. Steadman,
D.W., B.J.
Adams, and
L.W.
Konigsberg.
2006.
Statistical
basis for
positive
identification
in forensic
anthropology.
Am J Phys
Anthropol
131:15-26.
18. Adams,
B.J. 2003.
Establishing
personal
identification
based on
specific
patterns of
missing,
filled, and
unrestored
teeth. J
Forensic Sci
48:487-96.
19. Joint
POW-MIA
Accounting
Command,
Central
Identification
Laboratory.
Odontosearch.
http://www.jpac.pacom.mil.
20. American
Dental
Association.
http://www.ada.org.
21. American
Board of
Forensic
Odontology.
www.abfo.org.
22. Flint,
D.J., et al.
2009.
Computer-aided
dental
identification:
An objective
method for
assessment of
radiographic
image
similarity. J
Forensic Sci
54:177-84.
23. Pretty,
I.A., et al.
2002. The use
of
quantitative
light-induced
fluorescence
(QLF) to
identify
composite
restorations
in forensic
examinations.
J Forensic Sci
47:831-36.
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Articles for theme “Forensic
Dentistry”:
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21-09-2010
1.1
“Forensic
anthropology
is the
application of
the science of
physical
anthropology
to the legal
process.” Forensic
anthropologists
provide
services to
a large
community,
which includes
a variety of
law
enforcement
agencies,
from local
to federal or
even
international
jurisdictions,
medical
examiners,
coroners, and
others charged
with the
responsibility
for the
investigation
of
death. In
these
endeavors
forensic
anthropologists
cooperate with
odontologists, pathologists,
radiologists,
and other
forensic
specialists
who deal
routinely with
human remains.
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21-09-2010
part
1
1.7
DNA
DatabasesOver
the past two
decades,
forensic
odontologists
have witnessed
a series of
computer
software
programs that
provide the
ability to
store highly
detailed
antemortem and
postmortem
records. The
Computer-Assisted
Postmortem
Identification
System (CAPMI)
and Wind-ID
are memorable
examples, as
is the 2004
version of the
National Crime
Information
Center (NCIC)
that
accommodates
more than just
dental fields
for missing
and
unidentified
remains.The
International
Criminal
Police
Organization
(INTERPOL)
contracts with
PlassData in
Denmark to
administer DVI
System
International,
which is a
similar
database
application
that stores
dental and
other
identification
data,
including DNA
profiles, for
use in
disaster
victim
identification
responses
worldwide.
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21-09-2010
1.1
IntroductionThere
are few
scientific
approaches to
human
identification
that are more
effective than
a well-trained
forensic
dentist armed
with a set of
high-quality
dental records
and
radiographs.
Fingerprinting
is probably
the only other
technique used
with greater
frequency, but
as we know,
the soft
tissue of the
extremities
does not
resist the
ravages of
time and
environment
like the
enamel and
dentin of
human teeth.
So, in terms
of rapidity,
degree of
certainty,
cost-fectiveness,
and
applicability
to a wide
range of
intact,
decomposing,
or
skeletonized
remains,
forensic
odontology has
been the
identification
method of
choice.
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21-09-2010
1.1
IntroductionFingerprints
have been the
gold standard
for personal
identification
within the
forensic
community for
more than one
hundred years.
The science of
fingerprint
identification
has evolved
over time from
the early use
of finger
prints to mark
business
transactions
in ancient
Babylonia to
their use
today as core
technology in
biometric
security
devices and as
scientific
vidence in
courts of law
throughout the
world.
Fingerprints,
along with
forensic
dental and DNA
analysis, are
also paramount
in the
identification
of unknown
deceased
individuals
and human
remains.
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21-09-2010
1.1
BackgroundEstablishing
the identity
of a person
may seem like
an easy task;
the person, or
their friends
or family, can
simply be
asked their
name. In
medicolegal
cases,
however, there
are often
reasons why
people are
either unable
to give
accurate
answers or
purposefully
give
inaccurate
ones. In cases
of death, a
body may also
be too
disfigured due
to trauma to
allow for easy
identification.
This is common
in cases of
high-velocity
crashes (e.g.,
cars,
airplanes),
fires,
explosions, or
decomposed/skeletonized
remains.
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